Heidelberger Appell Abgepellt

From: Stevan Harnad <amsciforum_at_GMAIL.COM>
Date: Sat, 9 May 2009 20:41:24 -0400

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Matthias Spielkamp [MS] has just participated in an International
Copyright Conference in Berlin (May 7-8) and is participating in
a radio debate on open access today (May 9). MS has cast some
revealing new light on the original source of Roland Reuss's animus
against Open Access (OA) in the Heidelberg Appeal, which Reuss
co-drafted. (The following exchange with me [SH] is posted with MS's
permission.)
Fuller posting is here .

____________________________________________________________________________

      SH: The Heidelberger Appell is all based on pure
      misunderstanding.
            MS: It is indeed. Reuss is not talking about
            journal articles. He says he is not even
            talking about OA. He says that he "does not
            want to be forced to publish" his works
            (classics editions, in his case) [books] in
            any form other than what he chooses himself.
            Why does he say that? Because he apparently
            had the experience that one of his funders
            demanded that a classic edition he was going
            to publish in cooperation with a mid-size
            book-publisher be made OA a year after
            publication. The publisher said he would not
            produce the book under these circumstances.

      SH: Matthias, first, thanks so much for at last
      discovering and revealing the original source of the
      misunderstanding!

      Second, it is still Reuss's fault, for having immediately
      launched a petition that made this scattershot attack on
      all forms of free online access without taking the
      trouble to see and separate what is benign and desirable
      from what is not (and what is and is not OA's target).

      Third, it sounds as if the fault here lies also partly
      with the research funder too. I will state it very
      bluntly: At a time when (Green) OA for OA's primary
      target content -- refereed journal articles -- is still
      not yet mandated by most institutions and funders, hence
      articles are not being made OA, even though they are all,
      without exception, author give-aways, published solely
      for research impact, there is no excuse for (or sense in)
      research funders targeting books instead, for being made
      OA. 

      Books are a far more complicated, far less uniform, and
      far less urgent case insofar as OA is concerned. Not all
      (nor even most) book authors want to give their books
      away free online today. Nor is it yet apparent whether
      there is a viable, sustainable economic model for book
      publication if it turns out (as it might -- the evidence
      is far from clear yet) that book cost-recovery is not
      viable if the book is made free online (at least not for
      book publication that still generates a printed book
      too). A funder that arbitrarily insists on book OA today
      -- when what is unambiguously and urgently needed is
      journal article OA -- has no more clearly thought through
      the meaning and priorities of OA than Reuss did, and this
      should be clearly and fairly stated too.

      (Note that it is not that I am at all against book OA, by
      the way. I actually believe it is already the right
      solution today for esoteric scholarly and scientific
      monographs that have difficulty finding a publisher, and
      for which the only edition will be the online edition. I
      also think that for some -- though not all -- print
      books, a free online version may not hurt -- and
      may perhaps even help -- sales of the print edition. But
      there is still a lot of testing and evidence needed
      before authors and publishers can be confident of that.
      And last, I think that the power and potential of making
      journal-articles OA will encourage more scholars and
      scientists to report their important findings rapidly,
      via journal articles, and to make those articles [Green]
      OA. What later becomes of their elaborations and
      syntheses in the form of books is a far less urgent
      matter for research progress at this time.)
            MS: The "Heidelberger Appell" gives the
            impression that it's talking about OA, when
            it is not. Reuss is not at all interested in
            journal publishing. He is talking about
            books, about being "the author" whose
            autonomy must not, under any circumstances,
            be subjected to any conditions made by the
            funder. It may be feudalistic (I think it is)
            but it is understandable if it renders
            impossible a project of his. It's not about
            royalties, it's about models that rely on
            multiple-volume book subscriptions where a
            publisher wants to recoup his investments.
            Some of them don't even make a profit; we're
            not talking about Springer / Wiley / Elsevier
            here.

      SH: I agree. And the right thing to do is to make it
      crystal clear when one is talking only about books, and
      not about journal articles, nor OA nor OA mandates. This
      is what Reuss has not done, but rather the contrary. 

      Funders and institutions too, for their part, must make
      it crystal clear that OA's primary target is refereed
      journal (and conference) articles, and that those are
      the only targets of Green OA self-archiving mandates.
            MS: The problem is that everyone (including
            myself) read his Appell as an attack on open
            acces. Was this the biggest mistake of all? I
            don't think so, because politicians perceive
            it the same way so, a riposte was
            appropriate.

      SH: The mistake was definitely Reuss's, for not
      specifying his target. (Both Reuss, in his "Con Crema
      (Open Access als Enteignung)" and his fellow-author Uwe
      Jochum ("Open Access gepusht") write very specifically
      against "Open Access" in the side-bar of the Heidelberg
      Appeal.) But it is partly also the fault of the German
      research institutions and research funders, for falling
      behind the rest of the world, in not mandating Green OA
      self-archiving of journal articles (and even trying
      awkwardly and idiosyncratically to insist on OA for a few
      books, which no institution or funder elsewhere has
      done).

      If the ?Alliance of German Scientific Organisations? had
      done as other funders and institutions worldwide are
      doing or preparing to do, which is to unambiguously
      identify OA's target content -- refereed journal articles
      -- and to mandate that they be self-archived to make them
      OA (asFraunhofer-Gesellschaft has more-or-less done),
      then this systematic misunderstanding and confusion would
      not have been possible.
Received on Sun May 10 2009 - 01:42:47 BST

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