David Goodman makes some very valid points below. There has been a
misunderstanding. ALL efforts on our part to help dispel confusion
about open access are relevant to this Forum, which is not devoted
solely to developing and implementing the tools for self-archiving
and open access, but, at least as important, to correcting any
misunderstanding about open access or self-archiving, especially if
those confusions or misunderstandings have become obstacles to open
access or to taking the simple steps that need to be taken to
hasten and facilitate it.
Correcting misunderstandings that stand in the way of open access is
not only relevant, but probably even more important than developing
and implementing tools and techniques!
On Wed, 24 Apr 2002, David Goodman wrote:
> Yes, Stevan, these matters are, as you say, obstacles. Of course not
> because they would actually interfere with BOAI, or with almost any
> other system of publication, or that BOAI and other systems would
> interfere with them. You have given fully convincing examples of how
> they could be handled.
>
> I am not as sure as you are about what will prove to be the best
> arrangement, but these factors are in reality irrelevant.
Note that David and I are both talking about exactly the same endstate:
open online access to the entire, full-text peer-reviewed literature.
> The problem is that, just as you say, many people don't regard them as
> trivial. There are therefore two parallel courses of action needed, and
> you only accept one of them. Obviously, the key one is to continue the
> positive development of the archives. The other course, the one it
> seems you do not accept, is to counter the arguments of those who do not
> yet understand.
Not at all! I fully accept that second, educational course; in fact, now
that the tools -- the means of attaining the end, which is open access --
are ready, MOST of our efforts have to be directed at getting researchers
to use them. And to get them to do that, we have to eliminate any
obstacles, real or imagined, that may be holding them back.
> There are significant forces working against us. There is first of all
> the economic strength of the publishing industry--now increasingly
> linked with the much greater strength of the media industry, and the
> perversions of copyright that they promote.
I think this is mostly a perceived obstacle, not a real one. But I
certainly agree that all advocates of open access need to make a
concerted effort to show the research community that neither publishers
nor copyright are any obstacle at all.
At the same time, we also need to make efforts to discourage and
counteract any efforts on the part of publishers to make it APPEAR to
researchers as if publishers or copyright were an obstacle to open
access.
"Is open access compatible with copyright?"
http://www.earlham.edu/~peters/fos/boaifaq.htm#self-archiving
"What about copyright?"
http://www.eprints.org/self-faq/#copyright1
> Another is the extraordinary
> resistance to change of most academic and related institutions. Most
> directly important is the resistance by many senior faculty, whose
> typical argument is that things work well enough for me: I can get my
> articles published where I want, and someone always gets me any article
> I might need. I and undoubtedly you consider this position antisocial,
> but it's there, and the people holding it are in policy-making
> positions.
The position is not only antisocial, it is unrealistic and
unrepresentative! David consults the faculty at Princeton University,
one of the most prosperous of universities, hence one whose faculty is
least "needy" insofar as toll-based access is concerned. (I have
discussed this in contrasting the minority of "Harvards" with the
majority of "Have-Nots.")
http://www.nature.com/nature/debates/e-access/Articles/harnad.html
But I agree with David: Even comfortable faculty need to be made aware
of the needs of less comfortable faculty (the majority). They also need
to be made aware of what they themselves are losing, even if they hadn't
realized it, in terms of potential impact and access, even with their
universities' considerable toll-access budget. For no university can
come even close to affording all of the peer-reviewed journal literature
(at least 20,000 journals).
And they can and will be made aware. The facts are not difficult to
adduce, or to appreciate. And circumstances are converging on bringing
it all together. What we need is some systematic lecture and seminar
campaigns, to transmit the information. It will not happen through
informal faculty/library consultations. (And of course to keep writing
and disseminating the gospel of open access, both on-line and
in-print.)
> Yes, we can ignore all this and just go ahead as we can, ignoring the
> opposing forces because we are sure that the logic of our position will
> overwhelm them. I am not that much of an optimist: we will overcome
> them, but by talking to them as well as to ourselves.
David, I can hardly be said to be ignoring the opposition, having
amassed a file of no less than 23 "Prima-Facie FaQs for Overcoming
Zeno's Paralysis" across over a decade of confronting the "opposing
forces"!
http://www.ecs.soton.ac.uk/~harnad/Tp/resolution.htm#8
I trust and use logic, to be sure, but not passively!
> I do not ask you personally to do this. Obviously what you want to work
> on is developing the new system, and that's a very good thing for all of
> us. But if some of us want to contend directly with the other side in
> coordination with your efforts, you should at least not discourage us.
> Ignore us if you like, but I do not think you should call us completely
> wrong. There are people who are completely wrong about these matters,
> but they should not be confused with friends with a different style of
> work.
Oh dear! Where did I (so far from ignoring the "opposing forces" that I
sometimes find myself squabbling with my comrades-at-arms) give the
impression that I thought my allies were completely wrong to "contend
directly with the other side"?
If contending with the other side means helping to disabuse people of
garbled notions about copyright, publishers, the comforts of
ivy-league-level access, peer review, and countless other confusions
about research access, nothing could be more welcome desirable.
But if I recall correctly, the point of disagreement with David was
about whether open access calls for any change in university faculty
evaluation procedures -- something along the lines of assigning a
higher weight to online-only journals, or to open-access journals. Here
I am convinced that the obstacle to open access is not in the justified
unwillingness of university administrators to change their evaluation
procedures along these lines, or for these reasons. Rather, the
obstacle to open access is in the perception or implication that any
such changes in evaluation are called for!
They are not! There is no causal contingency between current university
evaluation procedures, as practiced, and open access to the peer-reviewed
literature (and what needs to be done to attain it). No causal contingency
whatsoever. On the contrary, to imply that there is, or needs to be, is to
increase, rather than decrease, the groundless existing resistance to open
access! If it is implied -- to faculty who are not yet aware of, or
convinced of, the value and attainability of open access -- that open
access can only be had at the cost of a change in evaluation practices,
then they will balk.
As they should balk. Because, as I tried to explain, the arbiter of
evaluation has to be the peer-reviewed journal's established
quality-level and impact, not its medium of publication or its
price-tag or its accessibility!
So our disagreement there is not about the need to confront obstacles
directly, it is about what the real obstacles are! I am convinced that
what is needed to get faculty administrators committed to open access and
self-archiving is to show them, clearly, that everything else stays
intact. Peer review is unchanged, university evaluation is unchanged,
publication is unchanged. The only thing that changes is research
accessibility. And the beneficiary is research impact: their own
research's accessibility to others, and hence its impact on others, and
hence the overall impact of the faculty they are evaluating.
So evaluation procedures need not and should not be tampered with for
the sake of open access; ditto for peer review.
The other point David made was that some evaluation procedures still
require that the articles appear in print journals (and even that
offprints be physically presented for evaluation!). It was this
nonsense that I sneered at -- while insisting that it is not a problem!
Ignore it! It affects nothing, and nothing depends on it. We are
talking about opening access to the peer-reviewed literature via two
strategies:
http://www.soros.org/openaccess/read.shtml
(1) BOAI Strategy 1, self-archiving, which applies to all 20,000
established journals, whether print-only, online-only, or hybrid.
and
(2) BOAI Strategy 2, open access journals, which include (2a) new
start-up, online-only journals, as well as (2b) established journals
that convert to open access.
Neither of these strategies requires that evaluation committees change
their standards or their criteria in any respect.
I have absolutely no data to support it, but I am as certain as of the day
I was born that all the authors of all the articles in JHEP, the new,
online-only, open-access journal that reached a remarkable impact
factor of 7 in in its four short years of existence are receiving full
academic credit from their evaluation committees for all their work
therein. That credit has absolutely NOTHING to do with the fact that
JHEP is either online-only or open-access: it was earned purely in
virtue of the quality of the work that appears in JHEP. (Except, of
course, that the astonishing speed with which JHEP climbed to an impact
factor of 7 was no doubt because it is open-access!)
http://jhep.sissa.it/
And that is exactly as it should be. And if we get involved in any
special pleading, arguing that things must somehow be otherwise, in any
respect, then we are simply inviting needless (justified) opposition
to open access!
Stevan Harnad
NOTE: A complete archive of the ongoing discussion of providing free
access to the refereed journal literature online is available at the
American Scientist September Forum (98 & 99 & 00 & 01):
http://amsci-forum.amsci.org/archives/American-Scientist-Open-Access-Forum.html
or
http://www.ecs.soton.ac.uk/~harnad/Hypermail/Amsci/index.html
Discussion can be posted to:
american-scientist-open-access-forum_at_amsci.org
See also the Budapest Open Access Initiative:
http://www.soros.org/openaccess
and the Free Online Scholarship Movement:
http://www.earlham.edu/~peters/fos/timeline.htm
Received on Thu Apr 25 2002 - 00:48:47 BST