Re: Recent Comments by Albert Henderson
on Fri, 26 Jan 2001 Ken Rouse <krouse_at_LIBRARY.WISC.EDU> wrote:
> I believe we might be in a better position to assess the validity of
> Hendersons's argument if we had a more concrete sense of its fiscal
> implications. Let's assume for the moment that he had gotten his wish,
> and libraries had been given enough money to continue purchasing all of
> the journals deemed appropriate for their collections-or at least
> funding indexed to the increases in expenditures for academic research
> in the last few decades. What might a typical, ARL-size science
> library's budget look like today? If he could give us a ballpark idea,
> it could serve as a reality-check of his give-the-librarians-all-the-money-they-need-solution
> to our problem.
Thanks for asking. I suggested the solution in my
article on the use of constant dollars and other
indicators to manage research investments [JASIS,
50,4:366-379 1999]
If research libraries kept abreast of world R&D, their
budgets -- in constant dollars -- should probably
maintain parity with the output of journal articles.
Derek de Solla Price observed a constant doubling
of journal articles every 15 years or so. He also noted
Rider's observation that Ivy League library collections
also doubled at this rate from Colonial times to before
World War II.
Using constant dollars we see that the University of
Wisconsin increased its library spending by a factor
of 2.0 between 1970 and 1999. Academic R&D increased
by a factor of 3.0. The output of journal articles
increased by a factor of 4, exactly double the growth
permitted the library in Wisconsin. During the 1960s,
spending on the average U.S. research university library
kept pace with academic R&D and the growth of research
articles published.
There is another aspect to the calculus of information
management, discussed in my article on the library collection
failure quotient. [Journal of Academic Librarianship. 26,3:159-170.
2000] That has to do with reconciling changes in the university
program and may begin with the percentage of spending devoted
to the library. In other words, library spending may grow at
the same pace as academic R&D but not keep up with the needs
of new research programs (probably put in place simply to
attract the lucrative overhead of research grants).
In other words, library spending at Wisconsin at at
other research university libraries probably should
have grown to be double their present allocations -- more
or less -- to maintain the service quality of their
collections as defined by patrons getting what they
want when they want it.
If that had been the case, publishers' prices would
have not been devastated by thousands of cancellations.
Prices would have risen only as much as needed to
accomodate increases in pages published, inflation, and
for foreign publishers the fall of the dollar.
Dwight D Eisenhower, who had been president of Columbia
University, forsaw the general problem in his 1961
farewell address. He said, "the free university, historically
the fountainhead of free ideas and scientific discovery, has
experienced a revolution in the conduct of research. Partly
because of the huge costs involved, a government contract
becomes virtually a substitute for intellectual curiosity."
Near 40 years later, I was able to quote Newt Gingrich on the
consequences of these misguided policies when he pointed out
to the House Science Committee how incoherent science had
become. (SOCIETY. 35,6: 38-43 Sept./Oct.,1998)
For decades, libraries have been a specific part of research
overhead regulations ordered in Circular A-21 of the Office
of Management and Budget. It seems this is the only use of
the word "library" in modern science policy. At one point,
Princeton even deleted the word "library" from its overhead
contract with the Department of Energy. Unfortunately
for the research community, library overhead reimbursements
have been treated as an administrative slush fund. The
practice of reimbursement formulas and negotiations has
nothing to do with the library, its patrons, or its effect
on the research sponsored by taxpayers.
The National Science and Technology Policy, Organization, and
Priorities Act of 1976 mandated attention to dissemination.
Unexplicably, the law has been disregarded by every administration
as I describe in "Undermining Peer Review" (SOCIETY 38,2:47-54.
Jan./Feb. 2001) while the President's Committee of Advisors on
Science & Technology has been dominated by industrial interests.
Best wishes,
Albert Henderson
<70244.1532_at_compuserve.com>
Received on Wed Jan 03 2001 - 19:17:43 GMT
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